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OneChicago, LLC is a Designated Contract Market (DCM) regulated by the CFTC and a notice-registered national securities exchange with the SEC. As a self-regulatory organization, OneChicago has an obligation to regulate and supervise its marketplace to ensure transparency, fairness, and uphold the integrity of our exchange.

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Questions regarding exchange rules or market regulation should be sent to marketsurveillance@onechicago.com by email or directed by phone at +1 (312) 883-3409.

Overview:

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Surveillance

The OneChicago Market Surveillance is responsible for ensuring compliance by market participants with exchange rules by reviewing trading activity, conducting investigations, and prosecuting wrongdoers. Market Surveillance works hand in hand with OneChicago’s regulators, as well as other futures and securities exchanges to achieve these goals.

Exchange Rules

The OneChicago Rulebook contains the Exchange’s official rules regarding Exchange membership and governance, access to OneChicago, trading procedures, Exchange operations and business conduct. 

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titleActive Rule Interpretations
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URLhttps://ftp.onechicago.com/documentation_center/regulation/exchange_rules



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titleRule Filings for Current Year

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URLhttps://ftp.onechicago.com/documentation_center/regulation/rule_filings/$year




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OneChicago Rulebook

OneChicago Disciplinary Actions

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urlhttps://ftp.onechicago.com/documentation_center/regulation/rule_filings/$year/Rule_Filings_${year}.pdf

Regulatory Release Archive


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titleHistorical Rule Filings

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URLhttps://ftp.onechicago.com/documentation_center/regulation/rule_filings