OneChicago, LLC is a Designated Contract Market (DCM) regulated by the CFTC and a notice-registered national securities exchange with the SEC. As a self-regulatory organization, OneChicago has an obligation to regulate and supervise its marketplace to ensure transparency, fairness, and uphold the integrity of our exchange.
The OneChicago Market Surveillance is responsible for ensuring compliance by market participants with exchange rules by reviewing trading activity, conducting investigations, and prosecuting wrongdoers. Market Surveillance works hand in hand with OneChicago’s regulators, as well as other futures and securities exchanges to achieve these goals.
The OneChicago Rulebookcontains the Exchange’s official rules regarding Exchange membership and governance, access to OneChicago, trading procedures, Exchange operations and business conduct.